WASHINGTON, D.C. – Troutman Pepper Locke has welcomed Jennifer Gullotti East as a partner in the firm’s Private Equity and Investment Funds Practice Group, ...

SEC proposes major reforms to Forms S-3 and S-1, WKSI-style benefits, and blue sky preemption to expand flexibility for registered offerings.

In this episode of Regulatory Oversight, Ashley Taylor and Clayton Friedman, co-leaders of Troutman Pepper Locke’s State Attorneys General (AG) team, welcome Democratic Attorneys General Association ...

The Financial Industry Regulatory Authority (FINRA) has proposed a sweeping update to how broker‑dealers handle outside business activities and private securities transactions. FINRA seeks to ...

A summary of the Section 301 "Plan B" tariff strategy, new overcapacity and forced labor probes, and what they mean for global supply chains.

[1] An ABC is a voluntary, company-initiated state law liquidation procedure in which a distressed company (the assignor) transfers all of its assets to an independent fiduciary (the assignee). The ...

U.S. private equity is surging into energy in 2025, driven by soaring power demand and Trump's pro-investment policies across oil, gas, and renewables.

The discussion covers the MLA’s disclosure and delivery requirements, including the written and oral disclosure obligations that must be satisfied before or at the time credit is extended, and the ...

Key Points The SEC brought a settled enforcement action against Foot Locker Inc. for using separation agreements that required employees to waive their right to receive SEC whistleblower awards, in ...

The trust certificates representing an interest in the pooled debentures are sold with the assistance of investment bankers (who receive a 37.5 basis point fee) to institutional purchasers of ...

Sarah focuses her practice on corporate workouts and restructuring, bankruptcy litigation, and other insolvency matters. She frequently assists creditors, banks, and other institutional lender clients ...